Every numbered statement of part_i/main.tex, in order, generated by
docs/extract.py from the manuscript and its .aux. Do not edit by hand.
imports A8 marks a statement whose own proof chain reaches Assumption A8, the
GJS package. Item A8(vi) of that package is U_GJS, the single import that is not a
literal quotation of a printed theorem, so everything marked here inherits the
conditionality of Theorem 12.2. cites U_GJS marks the narrower set
that reaches the displayed inequality itself.
| # | kind | statement | section | p. | imports A8 | cites U_GJS |
|---|---|---|---|---|---|---|
2.1 |
Definition | cutoff classes | 2 Setting, notation, and standing imports | 6 | - | - |
A1 |
Assumption | cutoff construction | 2 Setting, notation, and standing imports | 7 | - | - |
A2 |
Assumption | Feynman–Kac–Nelson transfer | 2 Setting, notation, and standing imports | 8 | - | - |
A3 |
Assumption | finite-volume stability | 2 Setting, notation, and standing imports | 8 | - | - |
A4 |
Assumption | free hypercontractivity | 2 Setting, notation, and standing imports | 8 | - | - |
A5 |
Assumption | domain smoothing; common core | 2 Setting, notation, and standing imports | 8 | - | - |
A6 |
Assumption | free propagation; patching; the dynamics $\alpha$ | 2 Setting, notation, and standing imports | 9 | - | - |
A7 |
Assumption | covariance data | 2 Setting, notation, and standing imports | 9 | - | - |
A8 |
Assumption | the GJS package | 2 Setting, notation, and standing imports | 9 | yes | yes |
2.2 |
Source Fact | CE2 $=$ {\cite[Thm.~1.1.7]{GJS}}, p.~594 | 2 Setting, notation, and standing imports | 10 | - | - |
2.3 |
Source Fact | CE1 $=$ {\cite[Thm.~1.1.8]{GJS}}, p.~595 | 2 Setting, notation, and standing imports | 10 | - | - |
2.4 |
Source Fact | {\cite[p.~629, \S4]{GJS}} | 2 Setting, notation, and standing imports | 10 | - | - |
2.5 |
Remark | conventions lock | 2 Setting, notation, and standing imports | 12 | - | - |
2.6 |
Proposition | domain smoothing at the ground state | 2 Setting, notation, and standing imports | 12 | - | - |
2.7 |
Proposition | cutoff propagation, uniformly in $g$ | 2 Setting, notation, and standing imports | 12 | - | - |
2.8 |
Lemma | covariance and parity of the cutoff states | 2 Setting, notation, and standing imports | 12 | - | - |
3.1 |
Lemma | class compatibility | 3 Dimensionless weak-coupling reduction | 13 | - | - |
3.2 |
Proposition | dimensionless weak-coupling reduction | 3 Dimensionless weak-coupling reduction | 13 | yes | yes |
3.3 |
Remark | coordinate convention and transport of the conclusions | 3 Dimensionless weak-coupling reduction | 14 | yes | yes |
4.1 |
Lemma | slab FKN; bounded nonnegative arguments | 4 Slab transfer | 15 | - | - |
4.2 |
Lemma | signed bounded extension | 4 Slab transfer | 15 | - | - |
4.3 |
Lemma | unbounded extension | 4 Slab transfer | 15 | yes | yes |
4.4 |
Lemma | slab vacuum; simplicity only | 4 Slab transfer | 16 | - | - |
5.1 |
Theorem | uniform local interaction moment (M$_2$) | 5 The uniform local interaction moment | 16 | yes | yes |
5.2 |
Corollary | $\varphi^4$ instance | 5 The uniform local interaction moment | 17 | - | - |
6.1 |
Lemma | cell count | 6 GJS norms of sharp-time polynomial observables | 17 | - | - |
6.2 |
Proposition | GJS norms of polynomial observables | 6 GJS norms of sharp-time polynomial observables | 18 | yes | - |
6.3 |
Remark | row independence | 6 GJS norms of sharp-time polynomial observables | 18 | - | - |
7.1 |
Lemma | moment transfer | 7 The uniform gap | 18 | yes | yes |
7.2 |
Lemma | one-point limit | 7 The uniform gap | 18 | yes | yes |
7.3 |
Lemma | two-point lower semicontinuity | 7 The uniform gap | 19 | yes | yes |
7.4 |
Lemma | CE2 across a horizontal strip | 7 The uniform gap | 19 | - | - |
7.5 |
Proposition | semigroup decay of centered observables | 7 The uniform gap | 20 | yes | yes |
7.6 |
Lemma | exponential moments | 7 The uniform gap | 20 | yes | yes |
7.7 |
Theorem | density of polynomial vectors | 7 The uniform gap | 21 | yes | yes |
7.8 |
Theorem | uniform gap (G) | 7 The uniform gap | 21 | yes | yes |
8.1 |
Proposition | path regularity of the semigroup | 8 Affine-path regularity | 22 | - | - |
8.2 |
Proposition | projection and eigenvector regularity; derivative formulas | 8 Affine-path regularity | 23 | - | - |
9.1 |
Lemma | exact inverse-energy filter | 9 Filter, spectral separation, and clustering | 24 | - | - |
9.2 |
Lemma | spectral separation | 9 Filter, spectral separation, and clustering | 25 | - | - |
9.3 |
Lemma | clustering with one unbounded local argument | 9 Filter, spectral separation, and clustering | 25 | - | - |
10.1 |
Lemma | state derivative | 10 The one-path LPPL estimate | 26 | - | - |
10.2 |
Lemma | localization of the perturbation | 10 The one-path LPPL estimate | 26 | yes | yes |
10.3 |
Lemma | two-regime bound | 10 The one-path LPPL estimate | 27 | yes | yes |
10.4 |
Proposition | one-path estimate | 10 The one-path LPPL estimate | 27 | yes | yes |
10.5 |
Lemma | the rate function is super-polynomial | 10 The one-path LPPL estimate | 28 | yes | yes |
11.1 |
Theorem | full-net convergence with rate | 11 Convergence of the full net; local normality | 28 | yes | yes |
11.2 |
Proposition | local normality | 11 Convergence of the full net; local normality | 29 | yes | yes |
12.1 |
Proposition | exact spectral passage | 12 Ground state, invariances, and the Main Theorem | 29 | - | - |
12.2 |
Theorem | Main Theorem | 12 Ground state, invariances, and the Main Theorem | 30 | yes | yes |
12.3 |
Corollary | the Glimm–Jaffe vacuum is canonical at weak coupling | 12 Ground state, invariances, and the Main Theorem | 31 | yes | yes |
13.1 |
Hypothesis | structure of a broken phase | 13 The two-phase dichotomy | 31 | - | - |
13.2 |
Theorem | conditional exclusion of a two-phase structure | 13 The two-phase dichotomy | 31 | yes | yes |
13.3 |
Remark | scope of the phase-transition literature | 13 The two-phase dichotomy | 32 | yes | yes |
C.1 |
Proposition | consequence of the audited source mechanisms | C $h$-uniformity: source audit and analytic prerequisites | 36 | - | - |
C.2 |
Lemma | normalisation | C $h$-uniformity: source audit and analytic prerequisites | 37 | - | - |
C.3 |
Lemma | Wick lower bound; the $h\ge0$ entry | C $h$-uniformity: source audit and analytic prerequisites | 37 | - | - |
C.4 |
Lemma | ultraviolet difference; the $h\le1$ entry | C $h$-uniformity: source audit and analytic prerequisites | 37 | - | - |
C.5 |
Theorem | $h$-uniform stability | C $h$-uniformity: source audit and analytic prerequisites | 38 | - | - |
C.6 |
Remark | why the class is what it is | C $h$-uniformity: source audit and analytic prerequisites | 38 | - | - |
C.7 |
Proposition | coverage of every CE application | C $h$-uniformity: source audit and analytic prerequisites | 38 | yes | yes |
lem:statederiv · page 26 · proof in the manuscript
For self-adjoint $A\in B(\HH)$ and $0<s<1$,
\begin{equation}
\frac d{ds}\,\omega_{g_s}(A)
=-2\,\mathrm{Re}\int_\R W_\gamma(t)
\Bigl[\ip{V(v)\Om_s}{\beta^{g_s}_t(A)\Om_s}
-\ip{V(v)\Om_s}{\Om_s}\,\omega_{g_s}(A)\Bigr]dt ,
\label{eq:statederiv}
\end{equation}
and the integral converges absolutely.
Provenance: src: lamport_gap_to_main.tex <1>5 <2>1 (3.15); filter sign +1/E.
Uses: lem:filter, prop:projreg, prop:smoothing
lem:localize · page 26 · imports A8 · proof in the manuscript
Choose a smooth partition of unity $\sum_{j\in\Z}\eta_j=1$ with $0\le\eta_j\le1$ and
$\supp\eta_j\subset(j-1,j+1)$, and set $h_j:=\eta_jv$, $V_j:=V(h_j)$, $B_j:=\supp h_j$.
Then only finitely many $h_j$ are nonzero,
\begin{equation}
V(v)\xi=\sum_jV_j\xi
\quad\text{on common domains},\qquad
\|V_j\Om_s\|\le M\quad(0\le s\le1).
\label{eq:localize}
\end{equation}
Provenance: src: lamport_gap_to_main.tex <1>5 <2>2 (3.16).
Uses: lem:classes, thm:M2
lem:tworegime · page 27 · imports A8 · proof in the manuscript
Let $A=A^*\in\A(O)$ with $\|A\|\le1$, and for a nonzero $h_j$ put
$r_j:=\dist(B_j,O)$ and
\[
C_{j,s}(t):=\ip{V_j\Om_s}{\beta^{g_s}_t(A)\Om_s}
-\ip{V_j\Om_s}{\Om_s}\,\omega_{g_s}(A) .
\]
If $\gamma r_j/2\ge1$, then
\begin{equation}
|C_{j,s}(t)|\le
\begin{cases}
2Me^{-\gamma r_j/4},&|t|\le r_j/2,\\[2pt]
2M,&t\in\R .
\end{cases}
\label{eq:tworegime}
\end{equation}
Provenance: src: lamport_gap_to_main.tex <1>6 <2>2 (3.17).
Uses: lem:cluster, lem:localize, prop:propagation, prop:smoothing
prop:onepath · page 27 · imports A8 · proof in the manuscript
Let $d\ge d_0:=4+2/\gamma$ and suppose $g\equiv g'\equiv1$ on $O_d$. Then
\begin{equation}
\|(\omega_g-\omega_{g'})|_{\A(O)}\|
\le32M\sum_{n\ge\lfloor d\rfloor}
\Bigl(\|W_\gamma\|_1e^{-\gamma n/4}+T_\gamma(n/2)\Bigr) .
\label{eq:onepath}
\end{equation}
Provenance: src: lamport_gap_to_main.tex <1>6 (3.18)-(3.19).
Uses: lem:localize, lem:statederiv, lem:tworegime, prop:projreg
lem:rate · page 28 · imports A8 · proof in the manuscript
Define
\begin{equation}
\Psi_\gamma(d):=
\begin{cases}
\displaystyle
32M\sum_{n\ge\lfloor d\rfloor}
\Bigl(\|W_\gamma\|_1e^{-\gamma n/4}+T_\gamma(n/2)\Bigr), & d\ge d_0,\\[6pt]
\max\Bigl\{2,\ \text{the same expression}\Bigr\}, & 0\le d<d_0 .
\end{cases}
\label{eq:Psidef}
\end{equation}
Then for every $N\ge1$ there is $C_{N,\gamma,M}<\infty$ with
\begin{equation}
\Psi_\gamma(d)\le C_{N,\gamma,M}\,(1+d)^{-N}\qquad(d\ge0) .
\label{eq:Psitail}
\end{equation}
In particular $\|(\omega_g-\omega_{g'})|_{\A(O)}\|\le\Psi_\gamma(d)$ whenever
$g\equiv g'\equiv1$ on $O_d$, $d\ge0$.
Provenance: src: lamport_gap_to_main.tex <1>7 (3.20)-(3.21).
Uses: lem:filter, prop:onepath
thm:cauchy · page 28 · imports A8 · proof in the manuscript
Let $0\le\lambda/m_0^2<\varepsilon_{\mathscr P}$. There is a state $\omega_\infty$ on $\A$
such that, for every bounded open interval $O$,
\[
\lim_{g\in\G}\bigl\|(\omega_g-\omega_\infty)|_{\A(O)}\bigr\|=0 ,
\]
and
\begin{equation}
\|(\omega_g-\omega_\infty)|_{\A(O)}\|\le\Psi_{m_1}(d)
\qquad\text{whenever }g\equiv1\text{ on }O_d .
\label{eq:rate}
\end{equation}
Provenance: src: lamport_gap_to_main.tex <1>8.
Uses: lem:rate, prop:onepath
prop:normal · page 29 · imports A8 · proof in the manuscript
$\omega_\infty|_{\A(O)}$ is normal for every bounded open interval $O$.
Provenance: src: lamport_gap_to_main.tex <1>9 (3.23).
Uses: thm:cauchy
prop:spectral · page 29 · proof in the manuscript
If $(g_n)\subseteq\G$ satisfies $d(g_n,O)\to\infty$ for every bounded interval $O$, and
$\omega_{g_n}\to\omega$ in norm on every $\A(O)$, then $\omega$ is a ground state of
$(\A,\alpha)$ in the spectral sense: $\omega\circ\alpha_t=\omega$ for all $t$; the
function $t\mapsto\omega(A\alpha_t(B))$ is continuous and bounded for all $A,B\in\A$; and
\[
\int_\R f(t)\,\omega(A\alpha_t(B))\,dt=0
\]
for every $f\in L^1(\R)$ whose transform $\check f(E)=\int f(t)e^{itE}\,dt$ vanishes on
$[0,\infty)$.
Provenance: src: m6/main.tex prop:M0-main(i) (v2), transcribed; = lamport_gap_to_main.tex <1>10.
thm:MAIN · page 30 · imports A8 · proof in the manuscript
Assume $U_{\rm GJS}$, namely Assumption~\ref{A:gjs}(vi), and let
$0\le\lambda/m_0^2<\varepsilon_{\mathscr P}$. Then there is a state $\omega_\infty$ on $\A$
such that:
\begin{enumerate}
\item[\rm(1)] \emph{(full-net convergence with rate)} for every bounded open interval $O$,
$\lim_{g\in\G}\|(\omega_g-\omega_\infty)|_{\A(O)}\|=0$, and
$\|(\omega_g-\omega_\infty)|_{\A(O)}\|\le\Psi_{m_1}(d)$ whenever $g\equiv1$ on $O_d$,
with $\Psi_{m_1}$ decaying faster than every inverse power;
\item[\rm(2)] \emph{(local normality)} $\omega_\infty|_{\A(O)}$ is normal for every $O$;
\item[\rm(3)] \emph{(ground state)} $\omega_\infty$ is a ground state of $(\A,\alpha)$ in the
spectral sense;
\item[\rm(4)] \emph{(invariances)} $\omega_\infty\circ\tau_a=\omega_\infty$ for all $a\in\R$;
and for even $\mathscr P$, $\omega_\infty\circ\theta=\omega_\infty$;
\item[\rm(5)] \emph{(spectra and local moment)}
\[
\spec H(g)\subseteq\{0\}\cup[m_1,\infty)\quad(g\in\CH),
\qquad \dim\ker H(g)=1,
\]
and $\sup_{g\in\CH}\|V(h)\Om_g\|\le M$ for real $h$ with $\|h\|_\infty\le1$ supported
in an interval of length $2$.
\end{enumerate}
The nonstandard weak-coupling estimates imported are printed GJS Theorem 1.1.7 and
the moment estimate of Theorem 1.1.8 in its working-family form $U_{\rm GJS}$
(Assumption~\ref{A:gjs}(vi), imported at the scope at which the source states and uses
it; Scope paragraph and item~(vii$'$) there). Appendix~\ref{app:huniform} supplies
supporting scope evidence and analytic prerequisites but is not an independent proof
of the cluster expansion. In addition, the proof uses the
separately identified standard cutoff-construction inputs of
Assumptions~\ref{A:cutoff}--\ref{A:covar}. Proposition~\ref{prop:scaling} verifies that the
dimensionless weak-coupling hypothesis implies the source smallness condition. The theorem is conditional
on exactly this list, including $U_{\rm GJS}$; no other external input is used.
Provenance: src: m6/main.tex thm:MAIN (v2), transcribed; import references adapted to (A1)-(A8);
Uses: A:covar, A:cutoff, A:gjs, lem:covparity, prop:normal, prop:scaling, prop:spectral, thm:G, thm:M2, thm:cauchy
cor:canonical · page 31 · imports A8 · proof in the manuscript
Every $w^*$ limit point of the (averaged or unaveraged) finite-volume ground states
constructed in \cite[\S2]{GJ3} coincides on each $\A(O)$ with $\omega_\infty$; in
particular the construction of \cite{GJ3} is subsequence- and averaging-independent in the
weak-coupling region.
Provenance: src: m6/main.tex cor:canonical (v2), transcribed.
Uses: thm:MAIN
hyp:broken · page 31
$\mathscr P$ is even, and:
\begin{enumerate}
\item[\rm(B1)] there are translation-invariant ground states $\omega_+$ and $\omega_-$ of
$(\A,\alpha)$ such that, for all bounded local $X,Y$,
\[
\omega_\pm(X\tau_a(Y))-\omega_\pm(X)\,\omega_\pm(\tau_a(Y))
\longrightarrow0\qquad(|a|\to\infty);
\]
\item[\rm(B2)] $\omega_+\circ\theta=\omega_-$ and $\omega_-\circ\theta=\omega_+$;
\item[\rm(B3)] there are a bounded local observable $B=B^*\in\A(O)$ and $m\ne0$ such that
$\omega_\pm(B)=\pm m$;
\item[\rm(B4)] every $\theta$-invariant ground state of $(\A,\alpha)$ equals
$\tfrac12(\omega_++\omega_-)$.
\end{enumerate}
Provenance: src: m6/main.tex cor:nobreak items (B1)-(B4) (v2); m3/m3.tex hyp:broken states (B4)
thm:dichotomy · page 31 · imports A8 · proof in the manuscript
Assume that $\mathscr P$ is even and $0\le\lambda/m_0^2<\varepsilon_{\mathscr P}$. Then
the assertions {\rm(B1)}--{\rm(B4)} of Hypothesis~\ref{hyp:broken} cannot hold
simultaneously.
Provenance: src: m6/main.tex cor:nobreak (v2), statement transcribed.
Uses: hyp:broken, lem:cluster, thm:G, thm:MAIN
rem:gjs7576 · page 32 · imports A8
The GJS phase-transition and mean-field papers \cite{GJS75,GJS76} prove the existence of
phase transitions and of two pure phases in specified strong-coupling regimes. As cited
here, they are context: they do not, by themselves, supply the full Hamiltonian
phase-space classification (B1)--(B4) --- in particular not the midpoint identification
(B4) --- for the state space of $(\A,\alpha)$. This manuscript therefore makes no
unconditional assertion that its state space carries the structure of
Hypothesis~\ref{hyp:broken}; Theorem~\ref{thm:dichotomy} says only that, at weak coupling,
that structure cannot coexist with the cutoff-uniform gap. The two rigorous options
recorded by the audit --- state (B1)--(B4) explicitly, or delete the corollary --- are
resolved here by the first.
Provenance: src: lamport_gap_to_main.tex \S6; audit \S4-\S5.
Uses: hyp:broken, thm:dichotomy
def:classes · page 6
\begin{align*}
\CE&:=\{h:\R^2\to[0,1]\ \text{measurable},\ \supp h\ \text{compact}\}
&&\text{(Euclidean class)},\\
\CH&:=\{g:\R\to[0,1]\ \text{measurable},\ \supp g\ \text{compact}\}
&&\text{(Hamiltonian class)},\\
\G&:=\{g\in C_c^\infty(\R):0\le g\le1,\ g\equiv1\ \text{on a nonempty open interval}\}
&&\text{(plateau net class)}.
\end{align*}
The first two are the printed classes of \cite[p.~589]{GJS} and
\cite[(1.6), p.~588]{GJS}, respectively.
$\G$ is directed by $g\preccurlyeq g'\iff\{g=1\}^\circ\subseteq\{g'=1\}^\circ$. For a bounded
interval $O$ and $r\ge0$ set
\[
O_0:=O,\qquad O_r:=\{x\in\R:\dist(x,O)<r\}\quad(r>0),\qquad
d(g,O):=\dist\bigl(O,\R\setminus\{g=1\}^\circ\bigr).
\]
A:cutoff · page 7
For every $g\in\CH$: $K(g)=H_0+V(g)$ is essentially self-adjoint and bounded below; its closure
(again denoted $K(g)$) has $E(g)=\inf\spec K(g)$ as a \emph{simple} eigenvalue, and the
normalized eigenvector $\Om_g$ may be chosen strictly positive $d\phi_0$-a.e.\ in $Q$-space.
For every real $h\in L^1\cap L^2$ of compact support, $V(h)$ is self-adjoint on its maximal
multiplication domain.
\emph{Sources.} \cite[p.~588]{GJS}; existence and uniqueness of the cutoff vacuum:
\cite[Thms.~2.2.1, 2.3.1]{GJ2}; lower bounds and positivity: \cite{GJ71}; the semigroup
construction: \cite[Thm.~5.3]{Rosen70}.
\emph{Scope.} Strict positivity of $\Om_g$ is the standard positivity-improving semigroup
argument of the cited construction; simplicity is used below only through the two consequences
$c_g:=\ip{\Om_g}{\Om_0}>0$ and the absence of a second ground vector. \emph{Isolation of
$E(g)$ (a gap) is not imported}; the gap of \S\ref{sec:G} is an output.
\emph{Used in.} \S\ref{sec:slab} (slab limits), \S\ref{sec:M2} (weak-graph passage),
\S\ref{sec:G} (density, spectral projections), \S\ref{sec:path} (simple Perron root),
\S\ref{sec:ground} and \S\ref{sec:dichotomy} (covariance and parity via
Lemma~\ref{lem:covparity}).
{\raggedright\emph{Dossier.} \texttt{gj2-ground-existence-08}, \texttt{gjii-ground-12},
\texttt{gj71-lower-bound-02}, \texttt{gj71-theorem2-04}, \texttt{rosen-semigroup-22},
\texttt{rosen-selfadjoint-23}, \texttt{gjs-source-05/06} (E04--E06, E10--E13, E20).\par}
Uses: lem:covparity
A:fkn · page 8
Let $d\mu_0$ be the free Euclidean Gaussian measure with covariance
$(-\Delta_{\R^2}+m_0^2)^{-1}$, $J_t$ the sharp-time embeddings, and, for $h\in\CE$,
$\mathcal U_h:=\lambda\int h(z){:}\mathscr P(\Phi(z)){:}\,dz$. For all bounded time-zero
functions $f,h'$, $T>0$, and $g\in\CH$,
\[
\ip{f}{e^{-TK(g)}h'}
=\int\overline{(J_Tf)}\,(J_0h')\,e^{-\mathcal U_{\mathbf 1_{[0,T]}\otimes g}}\,d\mu_0 ,
\]
with the interaction over exactly the slab $[0,T]$ carrying the two embeddings, together
with the analogous multi-time formulas on finite slabs (used in \S\ref{sec:slab} in the
two- and one-time forms, where the symmetric slab cutoffs
$h_{T,g}:=\mathbf 1_{[-T,T]}\otimes g\in\CE$ enter through the \emph{normalized}
measures $dq_{h_{T,g}}$).
\emph{Sources.} Free-field FKN: \cite[Thm.~III.6]{SimonBook}; interacting form:
\cite[Cor.~V.14, Thm.~V.15]{SimonBook}; equivalently \cite[Thms.~II.14, II.16]{GRS75}.
\emph{Scope.} \cite[Thm.~III.12]{SimonBook} is a projection-product estimate, % negative-scope mention (whitelisted): III.12
\emph{not} an FKN theorem, and is nowhere used (audit finding S1).
The identification of sharp-time Wick functionals with $Q$-space multiplication operators is
the conventions lock, Remark~\ref{rem:conv}.
\emph{Used in.} \S\ref{sec:slab} (slab identities), \S\ref{sec:path} (path formula).
{\raggedright\emph{Dossier.} \texttt{simon-free-fkn-111}, \texttt{simon-fkn-184/185},
\texttt{grs-fkn-39/40}, \texttt{simon-wrong-iii12-119} (E27--E43 range).\par}
Uses: rem:conv
A:stability · page 8
For every $h\in\CE$: $\mathcal U_h\in L^p(d\mu_0)$ for every $p<\infty$, and
$e^{-\varrho\,\mathcal U_h}\in L^1(d\mu_0)$ for every finite $\varrho>0$. In particular
$0<Z(h):=\int e^{-\mathcal U_h}d\mu_0<\infty$, and the interacting measures
\[
dq_h:=Z(h)^{-1}e^{-\mathcal U_h}\,d\mu_0 ,\qquad h\in\CE ,
\]
are well-defined probability measures.
\emph{Source.} \cite[Thm.~V.7]{SimonBook} and its chapter context.
\emph{Scope.} Only finite slabs and compactly supported $h$ occur below; no infinite-volume
stability is imported. A self-contained quantitative lower bound on $Z(h)$ and the
$h$-uniform $L^p$ bound on $e^{-\mathcal U_h}$ are re-proved in Appendix~\ref{app:huniform}.
\emph{Used in.} \S\ref{sec:reduction} (Lemma~\ref{lem:classes}), \S\ref{sec:slab},
\S\ref{sec:path} (H\"older/Vitali chains), Appendix~\ref{app:huniform}.
{\raggedright\emph{Dossier.} \texttt{simon-exp-174}, \texttt{simon-transfer-178/179/180} (E33--E43 range).\par}
Uses: lem:classes
A:hyper · page 8
The free time-zero Markov semigroup $\mathsf P_T$ satisfies
\[
\|\mathsf P_TF\|_{q}\le\|F\|_{p}
\qquad\text{whenever}\qquad \frac{q-1}{p-1}=e^{2m_0T},\quad 1<p\le q<\infty .
\]
More generally (the abstract form of the same source): for the second quantization
$\Gamma(c)$ of a contraction $c$ on the one-particle space of any Gaussian $L^2$-space,
$\|\Gamma(c)F\|_{q}\le\|F\|_{p}$ whenever $\|c\|^2\le(p-1)/(q-1)$; the display is the
case $c=e^{-T\mu}$, and the Mehler case $c=e^{-t}\mathbf 1$ on $L^2(d\mu_0)$ is the form
used in Appendix~\ref{app:huniform}.
\emph{Sources.} \cite[Thm.~I.17]{SimonBook} (abstract form and the display); time-region
form \cite[Thm.~III.17]{SimonBook}.
\emph{Scope.} \cite[Thms.~V.10, V.12]{SimonBook} are, respectively, a transfer-matrix % negative-scope mention (whitelisted): V.10, V.12
application and an essential-self-adjointness theorem; neither is the hypercontractivity input
and neither is cited for it (audit finding S2).
\emph{Used in.} \S\ref{sec:path} (the pairing bound), Appendix~\ref{app:huniform} (tail
estimate).
{\raggedright\emph{Dossier.} \texttt{simon-hyper-056}, \texttt{simon-timeslice-125/126}.\par}
A:domain · page 8
\emph{(i)} For every $g\in\CH$ and $t>0$,
\[
\Ran e^{-tK(g)}\subseteq D(H_0)\cap D(V')
\]
for every polynomial multiplication operator $V'$ of the time-zero field with coefficients in
$L^1\cap L^2$ of compact support (in particular for every $V(h)$ as in
\S\ref{subsec:model}).
\emph{(ii)} For every affine path $g_s=(1-s)g+sg'$, $g,g'\in\G$, there is a common core
$\mathscr C$ for all $K(g_s)$, $s\in[0,1]$, on which
$K(g_s)\xi=K(g_{s_0})\xi+(s-s_0)V(g'-g)\xi$.
\emph{Sources.} (i) is the model-specific smoothing theorem \cite[Ch.~7, Thm.~7.4]{GJExp}.
(ii) is part of the cutoff construction; essential self-adjointness pinpoints, in their
roles per the audit: \cite[Thm.~V.12]{SimonBook}, \cite[Thm.~5.3]{Rosen70}, \cite{GJ2}. % whitelisted: V.12 in its audited positive role (esa), not the S2 misuse
\emph{Scope.} \cite[Thm.~7.3]{GJExp} alone assumes a potential bounded below % negative-scope mention (whitelisted): Thm. 7.3
and is therefore \emph{not} sufficient here; the citation is to Theorem~7.4
(audit finding S3).
\emph{Used in.} Proposition~\ref{prop:smoothing}, \S\ref{sec:slab} (dominators),
\S\ref{sec:path} (eigenvalue differentiation).
{\raggedright\emph{Dossier.} \texttt{gjexp-domain-165/166/167} (E17--E19).\par}
Uses: prop:smoothing
A:patch · page 9
\emph{(i)} The free dynamics $\mathrm{Ad}\,e^{itH_0}$ has propagation speed one
(Klein--Gordon finite propagation), and the Trotter product formula for $e^{itK(g)}$ converges
strongly.
\emph{(ii)} There is a one-parameter automorphism group $\alpha$ of $\A$, independent of $g$,
with
\begin{equation}
\alpha_t(\A(O))\subseteq\A(O_{|t|}),\qquad
\alpha_t(A)=\beta^g_t(A)\ \ \text{if } g\equiv1 \text{ on } O_{|t|}\ (A\in\A(O)).
\tag{P}\label{eq:P}
\end{equation}
\emph{Sources.} \cite[\S III]{GJ1}; \cite[\S\S3.5--3.6]{GJ2}; \cite[\S4.1 and Ch.~4]{GJExp}.
\emph{Scope.} \eqref{eq:P} is the Glimm--Jaffe patching construction verbatim; the
$g$-uniform propagation bound for the \emph{cutoff} dynamics is not imported but derived
(Proposition~\ref{prop:propagation}).
\emph{Used in.} Proposition~\ref{prop:propagation}, \S\ref{sec:filter} (locality identity),
\S\ref{sec:lppl}, \S\ref{sec:ground}.
{\raggedright\emph{Dossier.} \texttt{gj1-locality-06}, \texttt{gjexp-054/055/056},
\texttt{gj2-cutoff-independence-38}, \texttt{gj2-local-algebra-40} (E03, E06,
E14--E16).\par}
Uses: prop:propagation
A:covar · page 9
Let $U_a$ implement the space translation $\tau_a$ on $Q$-space and let
$\Theta:=\Gamma(-1)$, so that $(\Theta\psi)(q)=\psi(-q)$ in $Q$-space. Then, for every
$g\in\CH$,
\[
U_aK(g)U_a^*=K(\tau_ag),\qquad \Theta H_0\Theta=H_0,\qquad
\Theta V(g)\Theta=V(g)\ \ \text{for even }\mathscr P .
\]
\emph{Sources.} \cite[p.~398]{GJ2} (cutoff covariance); the transformation of Wick powers
under $\Gamma(-1)$ is the parity of the polynomial.
\emph{Scope.} Only the displayed operator identities are imported; the state-level
consequences are derived in Lemma~\ref{lem:covparity}.
\emph{Used in.} Lemma~\ref{lem:covparity}; thence \S\ref{sec:ground},
\S\ref{sec:dichotomy}.
{\raggedright\emph{Dossier.} \texttt{gj2-cutoff-independence-38} (E06).\par}
Uses: lem:covparity
A:gjs · page 9 · imports A8
The Euclidean input is \cite{GJS}, used exactly as printed, as follows.
\emph{(i) Measures.} For $h\in\CE$, $dq_h=Z(h)^{-1}e^{-\mathcal U_h}d\mu_0$ as in
Assumption~\ref{A:stability}; the Hamiltonian cutoff class of \cite[(1.6), p.~588]{GJS} is
$\CH$.
\emph{(ii) Observable class.} The class (1.1.5) of \cite{GJS} consists of sharp-time monomials
$Q(x^0)=\int d\vec x\,w(\vec x)\prod_i{:}\Phi(x_i)^{m_i}{:}$ with $L^2$ kernels; equal times
are allowed, and products of individually Wick-ordered powers are admissible without
reordering. GJS bound the degree of each \emph{individual} Wick factor: $n_i<\bar n$ for a fixed
finite $\bar n$, any choice $\bar n\ge\deg\mathscr P$ being sufficient; the printed text
adds ``Since there is no restriction on $r$, $Q$ still may have an arbitrarily large
degree'' (p.~593). Footnote~9 permits $\bar n=\infty$ at the price
$N(\Delta)!\to(N(\Delta)!)^3$ in (1.1.7), (1.1.8), (2.4.5). Every observable used below
has individual factor degrees $\le\max(2p',1)$, so the fixed finite choice
$\bar n=2p'+1$ applies and the printed first-power weights are used as displayed; the
\emph{total} degrees of the observables of \S\ref{sec:G} are unbounded, exactly as the
printed sentence licenses.
\emph{(iii) Printed norms.}
\begin{equation}
\begin{gathered}
\textup{(1.1.7)}\ \ \|Q\|_{\rm GJS}=K_1\Bigl[\prod_\Delta K_2^{2N(\Delta)}N(\Delta)!\Bigr]\|w\|_2,\\
\textup{(1.1.8)}\ \ \|Q(x_0)\|_{\rm GJS}=K_1\Bigl[\prod_\Delta K_2^{2N(\Delta)}N(\Delta)!\Bigr]\|w(x_0,\cdot)\|_2,
\end{gathered}
\label{eq:printednorm}
\end{equation}
where $N(\Delta)$ is the total degree localized in the unit square $\Delta$, and
\textup{(1.1.9)}: a nonlocalized polynomial is normed by summing its localized pieces.
Replacing $K_2$ by $\max\{1,K_2\}$ only enlarges right-hand sides; \emph{we fix $K_2\ge1$}.
\emph{(iv) CE2.}
\begin{srcfact}[CE2 $=$ {\cite[Thm.~1.1.7]{GJS}}, p.~594]\label{sf:CE2}
For localized monomials $Q_1,Q_2$ with disjoint localization squares separated by a strip of
width $d$ bounded by two parallel lines (any orientation),
\[
\Bigl|\int Q_1Q_2\,dq_h-\int Q_1dq_h\int Q_2dq_h\Bigr|\le C_7e^{-m_1d}\|Q_1\|_{\rm GJS}\|Q_2\|_{\rm GJS} ,
\]
with $m_1>0$ and $C_7$ \emph{independent of $h$, $Q_1$, $Q_2$} (so stated in the source).
\end{srcfact}
\emph{(v) CE1.}
\begin{srcfact}[CE1 $=$ {\cite[Thm.~1.1.8]{GJS}}, p.~595]\label{sf:CE1}
The printed estimate is
\[
\bigl|\int Q(x^0)\,dq_h\bigr|\le C_8\|Q(x^0)\|_{\rm GJS},
\]
stated uniformly as the source cutoff tends to one. This item records the literal
one-sentence theorem statement; the class-uniform quantifier actually consumed below,
which the source states on p.~629 and uses on pp.~595--597 (item~(vii$'$)), is isolated
in item~(vi) rather than being silently inserted here.
\end{srcfact}
\emph{(vi) Exact working-family interface $U_{\rm GJS}$ (imported at source scope).}
For
\[
\CE^{\rm slab}:=
\{h_{T,g}=\mathbf1_{[-T,T]}\otimes g:T>0,\ g\in\CH\}\subset\CE,
\]
one and the same constant $C_8$ satisfies
\begin{equation}
\left|\int Q(x^0)\,dq_{h_{T,g}}\right|
\le C_8\|Q(x^0)\|_{\rm GJS}
\quad(T>0,\ g\in\CH) .
\tag{$U_{\rm GJS}$}\label{eq:UGJS}
\end{equation}
The quantifiers include every affine cutoff
$g_s=(1-s)g+sg'$ used later, because $g_s\in\CH$. Equation
\eqref{eq:UGJS}, and no uniformity assertion for a larger class, is the CE1
uniformity needed in \S\S\ref{sec:M2} and \ref{sec:G}.
\emph{(vii) Printed evidence for (vi).}
\begin{srcfact}[{\cite[p.~629, \S4]{GJS}}]\label{sf:printed}
``It is important to work with a translation invariant Hamiltonian, in order that time
translation preserve subspaces of bounded momentum. The estimates of Theorems 1.1.8, 1.1.11,
3.1 and 4.1 are uniform in the space cutoff $h$, and the path space integrals converge as
$h\to1$. Thus these theorems hold in the infinite volume limit, and we proceed to work in the
limit $h=1$.''
\end{srcfact}
\emph{(vii$'$) Printed use of the quantifier by the source.} The following passages
show the source stating the cutoff-uniform quantifier of \eqref{eq:UGJS} and consuming
it for arbitrary cutoff functions of its class, not only in the limit $h\to1$. The
source's $V(g)$ is the interaction $\mathcal U_g$ of item~(i); its
$\langle F\rangle_h$ is $\int F\,dq_h$.
\begin{srcfactstar}[{\cite[pp.~594--597 and 629]{GJS}}]
\emph{(a) Proof of Theorem 1.1.1, pp.~594--595.} ``For test functions
$f_i\in C_0^\infty(\mathcal O)$ and for cutoff functions $h_1$ and $h_2$, we assert that
\[
\Bigl|\int\prod_i\Phi(f_i)\,dq_{h_1}-\int\prod_i\Phi(f_i)\,dq_{h_2}\Bigr|
\le O(1)e^{-m_1d/2}
\tag{1.1.11}
\]
where $d=\operatorname{dist}(\mathcal O,\operatorname{suppt}\,h_1-h_2)$, and then
Theorem 1.1.1 follows. To prove (1.1.11) let $g=h_2-h_1$, and define
$g_i=g\chi_{\Delta_i}$, where $\chi_{\Delta_i}$ is the characteristic function of
$\Delta_i$. Also we use the notation $\langle F\rangle_h=\int F\,dq_h$, and set
$Q=\prod_i\Phi(f_i)$. Then
\begin{align*}
\langle Q\rangle_{h_2}-\langle Q\rangle_{h_1}
&=\int_0^1d\alpha\,\frac{d}{d\alpha}\langle Q\rangle_{h_1+\alpha g}\\
&=-\int_0^1d\alpha\bigl[\langle QV(g)\rangle_{h_1+\alpha g}
-\langle Q\rangle_{h_1+\alpha g}\langle V(g)\rangle_{h_1+\alpha g}\bigr]
\tag{1.1.12}\\
&=-\int_0^1d\alpha\sum_{i\in\mathbb Z^2}\bigl[\langle QV(g_i)\rangle_{h_1+\alpha g}
-\langle Q\rangle_{h_1+\alpha g}\langle V(g_i)\rangle_{h_1+\alpha g}\bigr] .
\end{align*}
We apply Theorem 1.1.7 to each term in the sum to obtain
\[
|\langle Q\rangle_{h_2}-\langle Q\rangle_{h_1}|
\le\sum_{i\in\mathbb Z^2\cap\operatorname{supp}g}
O(1)e^{-m_1\operatorname{dist}(\mathcal O,\Delta_i)}
\le O(1)e^{-m_1d/2} .
\]
As a special case, the cutoff Schwinger functions $S_h$ converge as $h\to1$.''
\emph{(b) Proof of Theorem 1.1.7, pp.~596--597.} ``Proof of Theorem 1.1.7, assuming
Theorems 1.1.8 and 1.1.11. Take $n=0$ in Theorem 1.1.11. Then $Q$ is a polynomial of
degree zero, i.e., a constant. From the choice $B=I$, it follows that
\[
Q=\int A\,dq_h+O(1)\|A\|e^{-m_0(1-\varepsilon)T} .
\]
After rotating and translating the strip separating $Q_1$ and $Q_2$ in Theorem 1.1.7,
and after choosing $A=Q_1$, $B_T=Q_2$ in Theorem 1.1.11, the proof follows from Theorem
1.1.8, (1.1.16) and the above determination of $Q$.'' The estimate (1.1.16), p.~596,
reads ``$|\int(A-Q)B_T\,dq_h|\le O(1)\|A\|\,\|B\|e^{-\gamma T}$ uniformly in $h$.''
\emph{(c) p.~629.} ``Theorem 1.1.11 follows from this inequality, while Theorem 1.1.8
is the special case $B=I$, $n=0$.'' The uniformity sentence of the same page is Source
Fact~\ref{sf:printed}.
\end{srcfactstar}
\emph{(viii) Scaling.} The unitary space-time dilation of \cite[p.~590]{GJS} sends
$(m_0,\lambda)\mapsto(s^{-1}m_0,s^{-2}\lambda)$; the exact reduction of the dimensionless
smallness hypothesis to the printed one is Proposition~\ref{prop:scaling}.
\emph{Scope.} Theorem 1.1.7 states that its constants are independent of $h$; the
one-sentence statement of Theorem 1.1.8 says ``uniformly as $h\uparrow1$''. The
quantifier imported in (vi) --- one constant for the whole slab family
$\CE^{\rm slab}$ --- is the one the source states and uses, by the printed record of
item~(vii$'$), in three steps.
\emph{(a)} The source proves Theorem 1.1.1 along the affine path $h_1+\alpha(h_2-h_1)$,
$\alpha\in[0,1]$, for arbitrary cutoff functions $h_1,h_2$ of its class (p.~589:
compact support in $\mathbb R^2$, $0\le h\le1$), and applies Theorem 1.1.7 at every
cutoff of that path with one $h$-independent constant. Our path
$h_{T,g_s}=(1-s)h_{T,g}+s\,h_{T,g'}$, $g_s=(1-s)g+sg'$ (\S\S\ref{sec:M2},
\ref{sec:G}), is this family with $h_1=h_{T,g}$, $h_2=h_{T,g'}$, $\alpha=s$.
\emph{(b)} The printed proof of Theorem 1.1.7 obtains its $h$-independent constant from
Theorem 1.1.8 and (1.1.16) \emph{at the same $h$}: the bound of Theorem 1.1.8 on
$\int Q_2\,dq_h$ multiplies the remainder $O(1)\|Q_1\|e^{-m_0(1-\varepsilon)T}$ in the
determination of $Q$. Lemma~\ref{lem:ce2strip} and Proposition~\ref{prop:discharge}
use Theorem 1.1.7 as printed at $h=h_{T,g}\in\CE^{\rm slab}$; consistency therefore
requires the constant of Theorem 1.1.8 to be uniform on the same class, which is
\eqref{eq:UGJS}.
\emph{(c)} Source Fact~\ref{sf:printed} states the uniformity of Theorems 1.1.8 and
1.1.11 in the space cutoff $h$ explicitly, and p.~629 identifies Theorem 1.1.8 as the
case $B=I$, $n=0$ of the estimate proved there uniformly in $h$.
Hence \eqref{eq:UGJS} is imported at the scope at which the source states and uses it;
it is not a quantifier strengthened beyond the source. It is kept as a named
hypothesis of Theorem~\ref{thm:MAIN} because its statement is assembled from four
pages of the source rather than read off one theorem, and because this manuscript does
not re-derive the cluster expansion: Appendix~\ref{app:huniform} audits the source
mechanism and proves two analytic prerequisites only. The formerly illegible norm
prefactor was settled by page-image inspection: $K_1$ enters to the first power and the
local weight is $K_2^{2N(\Delta)}$ (gate R2,
\texttt{m4/r2-check.tex}). All constants in this manuscript use the exact reading
\eqref{eq:printednorm}.
\emph{Used in.} \S\ref{sec:reduction} (scaling), \S\ref{sec:slab}, \S\ref{sec:M2} (CE1),
\S\ref{sec:norms} (norms), \S\ref{sec:G} (CE1, CE2), Appendix~\ref{app:huniform}.
{\raggedright\emph{Dossier.} \texttt{gjs-source-05/06}, \texttt{gjs-p589-06}, \texttt{gjs-scaling-07},
\texttt{gjs-theorems-10/11/12}, \texttt{gjs-core-11/12}, \texttt{gjs-uniform-46},
\texttt{gjs-uniformity-46}, \texttt{gjs-proof-14} (E20--E26, E54).\par}
Provenance: src: audit_2026/evidence/gjs-theorems-11.png (p.594), gjs-theorems-12.png (p.595),; src: gjs-proof-14.png (p.597), gjs-uniform-46.png (p.629); transcribed from the page images.; src: m4/r1-check.tex sf:printed (page image of p.629), transcribed.; src: m4/r2-check.tex, Source Fact 1.1 (page image of p.594), transcribed.; src: m6/main.tex sf:CE1 (v2), transcribed.; src: m6/main.tex sf:CE2 (v2), transcribed.
Uses: A:stability, lem:ce2strip, prop:discharge, prop:scaling, sf:printed, thm:MAIN
sf:CE2 · page 10
For localized monomials $Q_1,Q_2$ with disjoint localization squares separated by a strip of
width $d$ bounded by two parallel lines (any orientation),
\[
\Bigl|\int Q_1Q_2\,dq_h-\int Q_1dq_h\int Q_2dq_h\Bigr|\le C_7e^{-m_1d}\|Q_1\|_{\rm GJS}\|Q_2\|_{\rm GJS} ,
\]
with $m_1>0$ and $C_7$ \emph{independent of $h$, $Q_1$, $Q_2$} (so stated in the source).
Provenance: src: m6/main.tex sf:CE2 (v2), transcribed.
sf:CE1 · page 10
The printed estimate is
\[
\bigl|\int Q(x^0)\,dq_h\bigr|\le C_8\|Q(x^0)\|_{\rm GJS},
\]
stated uniformly as the source cutoff tends to one. This item records the literal
one-sentence theorem statement; the class-uniform quantifier actually consumed below,
which the source states on p.~629 and uses on pp.~595--597 (item~(vii$'$)), is isolated
in item~(vi) rather than being silently inserted here.
Provenance: src: m6/main.tex sf:CE1 (v2), transcribed.
sf:printed · page 10
``It is important to work with a translation invariant Hamiltonian, in order that time
translation preserve subspaces of bounded momentum. The estimates of Theorems 1.1.8, 1.1.11,
3.1 and 4.1 are uniform in the space cutoff $h$, and the path space integrals converge as
$h\to1$. Thus these theorems hold in the infinite volume limit, and we proceed to work in the
limit $h=1$.''
Provenance: src: m4/r1-check.tex sf:printed (page image of p.629), transcribed.
rem:conv · page 12
The sharp-time restriction of the Euclidean covariance equals $C$:
$\int\frac{dk_0}{2\pi}(k_0^2+\mu(k)^2)^{-1}=(2\mu(k))^{-1}$ exactly. Hence sharp-time
$d\mu_0$-Wick ordering coincides, constant by constant, with the $C$-Wick ordering used in
$V(h)$, and sharp-time functionals of $\Phi(0,\cdot)$ are multiplication operators on $\HH$.
No Wick-mass conversion arises anywhere below.
Provenance: src: m6/main.tex rem:conv (v2), transcribed.
prop:smoothing · page 12 · proof in the manuscript
$\Om_g\in D(V(h))$ for every $g\in\CH$ and every real $h\in L^1\cap L^2$ of compact support.
Uses: A:domain
prop:propagation · page 12 · proof in the manuscript
$\beta^g_t(\A(O))\subseteq\A(O_{|t|})$ for every $g\in\CH$ and $t\in\R$, with propagation
speed $\le1$ independent of $g$.
Uses: A:patch
lem:covparity · page 12 · proof in the manuscript
For every $g\in\CH$ and $a\in\R$:
\begin{equation}
\omega_{\tau_ag}=\omega_g\circ\tau_{-a} .
\tag{T}\label{eq:T}
\end{equation}
For even $\mathscr P$: $\omega_g\circ\theta=\omega_g$.
Uses: A:covar, A:cutoff
lem:classes · page 13 · proof in the manuscript
\emph{(i)} $\G\subset\CH$.
\emph{(ii)} For every $g\in\CH$ and every compact interval $I\subset\R$, the slab
cutoff $\mathbf 1_I\otimes g$ belongs to $\CE$; in particular
$h_{T,g}=\mathbf 1_{[-T,T]}\otimes g\in\CE$ and $\mathbf 1_{[0,T]}\otimes g\in\CE$.
\emph{(iii)} For $g,g'\in\CH$ and $s\in[0,1]$, the affine path $g_s:=(1-s)g+sg'$ stays in
$\CH$, and $\mathbf 1_I\otimes g_s=(1-s)\,\mathbf 1_I\otimes g+s\,\mathbf 1_I\otimes g'$
for every compact interval $I$, so that
$s\mapsto\mathcal U_{\mathbf 1_I\otimes g_s}
=(1-s)\mathcal U_{\mathbf 1_I\otimes g}+s\,\mathcal U_{\mathbf 1_I\otimes g'}$ is
affine. If moreover $g,g'\in\G$ and $\{g=1\}^\circ\cap\{g'=1\}^\circ\ne\varnothing$, then
$g_s\in\G$ with $\{g_s=1\}^\circ\supseteq\{g=1\}^\circ\cap\{g'=1\}^\circ$; in particular
$d(g_s,O)\ge\min\{d(g,O),d(g',O)\}$ for every bounded interval $O$.
Uses: A:stability
prop:scaling · page 13 · imports A8 · proof in the manuscript
The standing inequality $0\le\lambda/m_0^2<\varepsilon_{\mathscr P}$ implies the source
smallness hypothesis of Assumption~\ref{A:gjs}. More precisely, the GJS unitary dilation
with $s=m_0/M_*$ sends
\[
(m_0,\lambda)\longmapsto
(s^{-1}m_0,s^{-2}\lambda)
=\left(M_*,\frac{M_*^2}{m_0^2}\lambda\right),
\]
and the transformed coupling is strictly smaller than $\lambda_*$.
Provenance: src: m6/main.tex prop:scaling (v2) = lamport_euclidean_to_gap.tex <1>1, transcribed.
Uses: A:gjs, rem:wlog
rem:wlog · page 14 · imports A8
The dilation behind Proposition~\ref{prop:scaling} identifies the model at
$(m_0,\lambda)$ with the model at $(M_*,\lambda')$, $\lambda'=(M_*/m_0)^2\lambda
<\lambda_*$, as follows. Let $s=m_0/M_*$, $y=sx$, and let $\sigma_s$ be the scaling
automorphism of the Weyl algebra, $\sigma_s(W(f,h))=W(s^{-1}f(\cdot/s),h(\cdot/s))$
(a symplectic map). The sharp-time covariance is scale-covariant between the two masses,
$C_{M_*}(s\,z)=C_{m_0}(z)$ (the one-dimensional analogue of the substitution in the
proof of Proposition~\ref{prop:scaling}), so $\sigma_s$ carries the mass-$m_0$ Fock
state onto the mass-$M_*$ Fock state and is unitarily implemented by some $U_s$ with
$U_s\Om_0^{(m_0)}=\Om_0^{(M_*)}$; moreover $\sigma_s(\A(O))=\A(sO)$. On the
generators, $\mu_{M_*}(k/s)=s^{-1}\mu_{m_0}(k)$ (since $sM_*=m_0$) gives
$U_sH_0^{(m_0)}U_s^*=s\,H_0^{(M_*)}$, and the Euclidean Wick identification of
Proposition~\ref{prop:scaling}, restricted to sharp time (Remark~\ref{rem:conv}), gives
$U_sV_{m_0,\lambda}(g)U_s^*=s\,V_{M_*,\lambda'}(g(\cdot/s))$; hence
\[
U_s\,K_{m_0,\lambda}(g)\,U_s^*=s\,K_{M_*,\lambda'}(g(\cdot/s)),
\qquad g\in\CH .
\]
Consequently $g\mapsto g(\cdot/s)$ is an order isomorphism of $\G$ onto $\G$ (and a
bijection of $\CH$), cutoff ground states correspond under $U_s$, and the two cutoff
nets of states are carried onto each other. Every conclusion of
Theorem~\ref{thm:MAIN}, proved in the working (scaled) coordinates, therefore holds for
the original model with the dictionary: localization $O\leftrightarrow sO$; plateau
distance $d\leftrightarrow s\,d$, so the rate becomes $\Psi_{m_{1,*}}(s\,d)$, again
decaying faster than every inverse power of $d$; dynamics
$\alpha_t\leftrightarrow\alpha_{st}$, the light cone being form-invariant; gap
$m_1:=s\,m_{1,*}$; and the local-moment clause of item (5) transports to supports of
length $2/s$ --- equivalently, it holds for supports of length $2$ after splitting $h$
by a partition of unity into at most $\lceil s\rceil+1$ pieces of support length
$\le2/s$ (finite additivity of $V$), with constant $(\lceil s\rceil+1)$ times the
transported one. All displayed constants of \S\S\ref{sec:slab}--\ref{sec:lppl} and of
Appendices~\ref{app:constants}, \ref{app:huniform} are the constants of the working
coordinates, in which the unit-lattice geometry of Assumption~\ref{A:gjs} is literal.
Uses: A:gjs, prop:scaling, rem:conv, thm:MAIN
lem:slabFKN · page 15 · proof in the manuscript
For $T>0$, $t\in[0,2T]$, $s\in[-T,T]$, and bounded nonnegative measurable functions
$F_1,F_2$ of the time-zero field:
\begin{align}
\int F_1\bigl(\Phi(-\tfrac t2,\cdot)\bigr)F_2\bigl(\Phi(\tfrac t2,\cdot)\bigr)dq_{h_{T,g}}
&=\frac{\ip{F_1\psi_{T-t/2}}{e^{-tH(g)}F_2\psi_{T-t/2}}}{\|\psi_T\|^2},\label{eq:fkn2}\\
\int F_1\bigl(\Phi(s,\cdot)\bigr)\,dq_{h_{T,g}}
&=\frac{\ip{\psi_{T-s}}{F_1\,\psi_{T+s}}}{\|\psi_T\|^2};\label{eq:fkn1}
\end{align}
all energy shifts cancel in the ratios.
Provenance: src: m6/main.tex lem:FKN-main (v2), statement split; = lamport_euclidean_to_gap.tex <1>2<2>1.
Uses: A:fkn, A:stability, lem:classes, rem:conv
lem:slabsigned · page 15 · proof in the manuscript
Equations \eqref{eq:fkn2}--\eqref{eq:fkn1} hold for bounded signed measurable $F_1,F_2$.
Provenance: src: m6/main.tex lem:FKN-main proof (v2) = lamport_euclidean_to_gap.tex <1>2<2>2.
Uses: lem:slabFKN
lem:slabunbdd · page 15 · imports A8 · proof in the manuscript
\emph{(i)} For nonnegative measurable $F_1,F_2$, the identities
\eqref{eq:fkn2}--\eqref{eq:fkn1} hold in $[0,\infty]$.
\emph{(ii)} For real measurable $F$, define the clipped truncation
$F^{[\ell]}:=(-\ell)\vee(F\wedge\ell)$, $\ell>0$. Whenever $F\psi_a\in\HH$,
\[
\|(F-F^{[\ell]})\psi_a\|^2
=\int |F-F^{[\ell]}|^2|\psi_a|^2\,d\phi_0\longrightarrow0
\qquad(\ell\uparrow\infty),
\]
by dominated convergence with dominator $|F|^2|\psi_a|^2$; and on path space
\[
|F_1(\Phi(s_1,\cdot))F_2(\Phi(s_2,\cdot))|
\le\tfrac12\bigl(F_1(\Phi(s_1,\cdot))^2+F_2(\Phi(s_2,\cdot))^2\bigr)
\]
is a dominated-convergence majorant whenever the two square moments are finite. Consequently
the signed identities used below are limits of the bounded signed identities of
Lemma~\ref{lem:slabsigned}, with no formal manipulation of products of unbounded operators.
Provenance: src: m6/main.tex lem:FKN-main proof (v2) = lamport_euclidean_to_gap.tex <1>2<2>3; audit repairs L3, L4.
Uses: A:domain, lem:slabFKN, lem:slabsigned, lem:transfer, thm:M2
lem:slabvac · page 16 · proof in the manuscript
$\hat\psi_s\to\Om_g$ in norm, $\|\psi_s\|\downarrow c_g$, and
$\|\psi_{s'}\|/\|\psi_s\|\in[1,1/c_g]$ for $0\le s'\le s$; the ratio tends to $1$ whenever
$s,s'\to\infty$. \emph{No isolation of the ground-state eigenvalue is used.}
Provenance: src: m6/main.tex lem:vac-main (v2), transcribed; = lamport_euclidean_to_gap.tex <1>3.
Uses: A:cutoff
thm:M2 · page 16 · imports A8 · proof in the manuscript
Let $0\le\lambda/m_0^2<\varepsilon_{\mathscr P}$. For every $g\in\CH$ and every real
measurable $h$ with $\|h\|_\infty\le1$ and $\supp h$ contained in an interval of length
$2$,
\begin{equation}
\|V(h)\Om_g\|\le M,\qquad
M^2:=9\,C_8\,\mathfrak K(p')\,\lambda^2\Bigl(\sum_{n=0}^{2p'}|a_n|\Bigr)^2,
\qquad
\mathfrak K(p'):=K_1K_2^{8p'}(4p')! .
\tag{M$_2$}\label{eq:M2}
\end{equation}
Provenance: src: lamport_euclidean_to_gap.tex <1>4; constant m4/r2-check.tex Prop. 2.1, Cor. 2.2.
Uses: A:gjs, lem:slabunbdd, lem:slabvac, rem:conv
cor:M2phi4 · page 17
For $\mathscr P(\xi)=\xi^4$ ($p'=2$, $\sum_n|a_n|=1$; degrees exactly $4+4=8$),
\[
M^2=9\cdot8!\;C_8K_1K_2^{16}\lambda^2=362\,880\;C_8K_1K_2^{16}\lambda^2 .
\]
Provenance: src: m4/r2-check.tex Cor. 2.2, transcribed.
lem:cells · page 17 · proof in the manuscript
$N_I\le\lfloor L\rfloor+2\le L+2$. The bound $L+1$ is % negative-scope mention (whitelisted): L+1
false for nonintegral $L$: the interval $I=(-0.1,0.1)$ has length $0.2$ and meets both
$[-1,0)$ and $[0,1)$ in positive measure.
Provenance: src: lamport_euclidean_to_gap.tex <1>5 <2>1; audit repair L1.
prop:gjsnorms · page 18 · imports A8 · proof in the manuscript
\begin{align}
\|Q\|_{\rm GJS}
&\le K_1K_2^{2r}r!\,N_I^{r/2}\prod_{i=1}^r\|f_i\|_2,\label{eq:normQ}\\
\|Q^2\|_{\rm GJS}
&\le K_1K_2^{4r}(2r)!\,N_I^{r}\prod_{i=1}^r\|f_i\|_2^2
=:\mathfrak n(Q)^2 .\label{eq:normQ2}
\end{align}
Provenance: src: lamport_euclidean_to_gap.tex <1>5 <2>2, (5.1)-(5.2).
Uses: A:gjs
rem:row · page 18
The norm of a sharp-time monomial is independent of the common sharp time $s$: at every $s$
all factors occupy one temporal row, and changing $s$ changes only that common row label,
not the spatial cell assignments, local degrees, kernel norms, or the product of weights.
This is the precise statement; arbitrary time translation does not literally preserve the
fixed lattice of unit squares.
Provenance: src: lamport_euclidean_to_gap.tex <1>5 <2>3.
lem:transfer · page 18 · imports A8 · proof in the manuscript
$\displaystyle\sup_{T>0}\|Q\hat\psi_T\|^2\le C_8\,\mathfrak n(Q)^2$; moreover
$\Om_g\in D(Q)$ and $\|Q\Om_g\|^2\le C_8\,\mathfrak n(Q)^2$.
Provenance: src: lamport_euclidean_to_gap.tex <1>6 <2>1 (6.1).
Uses: lem:slabunbdd, rem:row
lem:onepoint · page 18 · imports A8 · proof in the manuscript
For every fixed $s\in\R$,
\[
\int Q(s)\,dq_{h_{T,g}}\longrightarrow\ip{\Om_g}{Q\Om_g}
\qquad(T\to\infty).
\]
Provenance: src: lamport_euclidean_to_gap.tex <1>6 <2>2 (6.2)-(6.4); audit repair L2.
Uses: lem:slabunbdd, lem:slabvac, lem:transfer, rem:row
lem:twopoint · page 19 · imports A8 · proof in the manuscript
For every $t\ge0$, with the Euclidean integrals over slabs of half-width $T\ge t/2$
(so that \eqref{eq:fkn2} applies),
\[
\ip{Q\Om_g}{e^{-tH(g)}Q\Om_g}
\le\liminf_{T\to\infty}\int Q(-t/2)\,Q(t/2)\,dq_{h_{T,g}} .
\]
Provenance: src: lamport_euclidean_to_gap.tex <1>6 <2>3 (6.5)-(6.6).
Uses: lem:slabunbdd, lem:slabvac, lem:transfer, rem:row
lem:ce2strip · page 19 · proof in the manuscript
For $t>2$ and every $h\in\CE$,
\[
\Bigl|\int Q(-t/2)Q(t/2)\,dq_h
-\int Q(-t/2)\,dq_h\int Q(t/2)\,dq_h\Bigr|
\le C_7e^{2m_1}e^{-m_1t}\,\|Q\|_{\rm GJS}^2 .
\]
Provenance: src: lamport_euclidean_to_gap.tex <1>6 <2>4 (6.7).
Uses: rem:row, sf:CE2
prop:semidecay · page 20 · imports A8 · proof in the manuscript
Let $\psi_Q:=Q\Om_g-\ip{\Om_g}{Q\Om_g}\Om_g$. Then
\[
\ip{\psi_Q}{e^{-tH(g)}\psi_Q}\le\widehat C_Q\,e^{-m_1t}\qquad(t\ge0),
\qquad
\widehat C_Q:=\max\bigl\{C_7e^{2m_1}\|Q\|_{\rm GJS}^2,\;e^{3m_1}\|\psi_Q\|^2\bigr\} .
\]
Provenance: src: lamport_euclidean_to_gap.tex <1>6 <2>5 (6.8).
Uses: lem:ce2strip, lem:onepoint, lem:twopoint
lem:expmom · page 20 · imports A8 · proof in the manuscript
Let $d\mu_g:=|\Om_g|^2\,d\phi_0$ and $X_f:=\varphi_0(f)$ for real
$f\in C_c^\infty(\R)$, $f\ne0$, supported in an interval of length $L$, and put
$K':=K_2^{2}N_I^{1/2}\|f\|_2>0$. Then
\[
\E_{\mu_g}\bigl[X_f^{2n}\bigr]\le C_8K_1\,(K')^{2n}(2n)! \qquad(n\ge1),
\]
and consequently
\[
\E_{\mu_g}e^{s|X_f|}
\le2\max\{1,C_8K_1\}\sum_{n=0}^\infty(sK')^{2n}<\infty
\qquad(0\le s<1/K') .
\]
The factor $C_8K_1$ affects only the prefactor, not the radius $1/K'$.
Provenance: src: lamport_euclidean_to_gap.tex <1>7 <2>1 (7.1)-(7.2); audit repair L5.
Uses: lem:transfer
thm:dense · page 21 · imports A8 · proof in the manuscript
Cylinder polynomials are dense in $L^2(d\mu_g)$. Equivalently, since $\Om_g>0$ a.e.\ makes
multiplication by $\Om_g$ a unitary from $L^2(d\mu_g)$ onto $\HH$, the linear span of
$\Om_g$ and the vectors $Q\Om_g$ ($Q$ a cylinder monomial) is dense in $\HH$.
Provenance: src: lamport_euclidean_to_gap.tex <1>7 <2>2-<2>5.
Uses: lem:expmom
thm:G · page 21 · imports A8 · proof in the manuscript
Let $0\le\lambda/m_0^2<\varepsilon_{\mathscr P}$. For every $g\in\CH$,
\begin{equation}
\spec H(g)\subseteq\{0\}\cup[m_1,\infty),
\tag{G}\label{eq:G}
\end{equation}
and $0$ is a simple eigenvalue.
Provenance: src: lamport_euclidean_to_gap.tex <1>8; audit repair L6.
Uses: A:cutoff, prop:semidecay, thm:dense
prop:pathreg · page 22 · proof in the manuscript
For each $T>0$, the family $s\mapsto e^{-TK_s}$ is norm-continuous on $[0,1]$ and
norm-$C^1$ on $(0,1)$, with derivative given by the FKN kernel of $-\,\mathcal U_vw_s$
in the notation of the proof.
Provenance: src: lamport_gap_to_main.tex <1>1 <2>1.
Uses: A:fkn, A:hyper, A:stability, lem:classes
prop:projreg · page 23 · proof in the manuscript
\emph{(i)} $s\mapsto P_s$ is norm-continuous on $[0,1]$ and norm-$C^1$ on $(0,1)$.
\emph{(ii)} Locally on $(0,1)$ one may choose normalized $C^1$ vectors $\Om_s$ in the
parallel gauge $\ip{\Om_s}{\dot\Om_s}=0$, and then
\begin{equation}
\dot E_s=\ip{\Om_s}{V(v)\Om_s},\qquad
\dot\Om_s=-H_s^{-1}Q_sV(v)\Om_s ,
\label{eq:derivform}
\end{equation}
with $\|H_s^{-1}Q_s\|\le\gamma^{-1}$.
Provenance: src: lamport_gap_to_main.tex <1>1 <2>2-<2>3.
Uses: A:cutoff, A:domain, prop:pathreg, prop:smoothing
lem:filter · page 24 · proof in the manuscript
Choose an even $\chi\in C^\infty(\R;[0,1])$ with $\chi=0$ on $[-\gamma/2,\gamma/2]$ and
$\chi=1$ outside $(-\gamma,\gamma)$, and set
\begin{equation}
\widehat W_\gamma(E):=\begin{cases}\chi(E)/E,&E\ne0,\\0,&E=0,\end{cases}
\qquad
W_\gamma(t):=\frac1{2\pi}\int_\R e^{-itE}\,\widehat W_\gamma(E)\,dE .
\label{eq:filterdef}
\end{equation}
Then:
\emph{(i)} $W_\gamma\in L^1(\R)$ and, for every $q\ge0$,
$\int_\R(1+|t|)^q|W_\gamma(t)|\,dt<\infty$; in particular
\[
T_\gamma(r):=\int_{|t|>r}|W_\gamma(t)|\,dt
\le C_{q,\gamma}(1+r)^{-q}\qquad(q\ge0,\ r\ge0).
\]
\emph{(ii)} If $H$ is self-adjoint with
$\spec H\subseteq\{0\}\cup[\gamma,\infty)$, then
\begin{equation}
H^{-1}(1-P_{\ker H})=\int_\R W_\gamma(t)\,e^{itH}(1-P_{\ker H})\,dt ,
\label{eq:filterid}
\end{equation}
a norm-convergent Bochner integral.
Provenance: src: lamport_gap_to_main.tex <1>2.
lem:separation · page 25 · proof in the manuscript
Let
\[
F(t)=\int_{[\gamma,\infty)}e^{itE}\,d\rho(E),\qquad
G(t)=\int_{(-\infty,-\gamma]}e^{itE}\,d\sigma(E),
\]
with complex measures obeying $|\rho|(\R),|\sigma|(\R)\le\mathfrak m$, and suppose
$F=G$ on $(-R,R)$ with $\gamma R\ge1$. Then
\begin{equation}
|F(0)|\le2\,\mathfrak m\,e^{-\gamma R/2} .
\label{eq:sep}
\end{equation}
Provenance: src: lamport_gap_to_main.tex <1>3; variation bound renamed M_0 -> \mathfrak m per the freeze.
lem:cluster · page 25 · proof in the manuscript
Let $g\in\CH$, write $H=H(g)$, $\Om=\Om_g$, $\beta_t=\beta^g_t$, and assume
\eqref{eq:Ggamma}. Let $B\subset\R$ be compact, let $X=X^*$ be affiliated with $\A(U)$ for
every bounded open $U\supseteq B$, with $\Om\in D(X)$, and let $A\in\A(O)$ for a bounded
interval $O$. If $R:=\dist(B,O)>0$ satisfies $\gamma R\ge1$, then
\begin{equation}
\bigl|\ip{X\Om}{A\Om}-\ip{X\Om}{\Om}\ip{\Om}{A\Om}\bigr|
\le2\,\|X\Om\|\,\|A\|\,e^{-\gamma R/2} .
\label{eq:cluster}
\end{equation}
Provenance: src: lamport_gap_to_main.tex <1>4.
Uses: lem:separation, prop:propagation
prop:struct · page 36 · proof in the manuscript
Within mechanisms M1--M5 as recorded above, every displayed quantitative bound is
unchanged when $h$ ranges over $0\le h\le1$: M3 replaces its only vertex occurrence by
$|h|\le1$, while M4--M5 use identities or exact cancellation. Consequently the
constants visible in those mechanisms depend on
$(m_0,K_2,K_1,\lambda,n,\varepsilon,\mathscr P)$ and not on $h$.
Provenance: src: m4/r1-check.tex prop:struct, transcribed.
lem:Z · page 37 · proof in the manuscript
For every $h\in\CE$ with $\supp h\subseteq\Lambda$:
$Z(h)\ge e^{-\lambda|a_0|\,|\Lambda|}>0$, and $Z(h)<\infty$ by
Theorem~\ref{thm:stability}. Hence $dq_h$ is a well-defined probability measure on the
whole class $\CE$.
Provenance: src: m4/r1-check.tex lem:Z, transcribed.
Uses: thm:stability
lem:wick · page 37 · proof in the manuscript
There is $b=b(\mathscr P)$ such that for all $c\ge0$ and $x\in\R$,
${:}\mathscr P{:}_c(x):=\sum_na_nc^{n/2}\operatorname{He}_n(x/\sqrt c)\ge-b\,(1+c)^{p'}$.
Consequently, for every $h\in\CE$ with $\supp h\subseteq\Lambda$ and every
$\kappa\ge2$,
\[
\mathcal U_{h,\kappa}\ \ge\
-\lambda\,b\,|\Lambda|\,\bigl(1+\tfrac1{2\pi}\log\kappa+C_*\bigr)^{p'}
\ \ge\ -c_1(\lambda,\mathscr P,\Lambda)\,(\log\kappa)^{p'} .
\]
Provenance: src: m4/r1-check.tex lem:wick, transcribed.
lem:uv · page 37 · proof in the manuscript
There is $c_2=c_2(\lambda,\mathscr P,\Lambda)$ such that for all $h\in\CE$ with
$\supp h\subseteq\Lambda$ and all $\kappa\ge2$,
\[
\bigl\|\mathcal U_h-\mathcal U_{h,\kappa}\bigr\|_{L^2(d\mu_0)}^2
\ \le\ c_2\,\kappa^{-1}(\log\kappa)^{2p'} .
\]
Provenance: src: m4/r1-check.tex lem:uv, transcribed.
thm:stability · page 38 · proof in the manuscript
For every $p<\infty$ and compact $\Lambda$,
\[
\sup\bigl\{\|e^{-\mathcal U_h}\|_{L^p(d\mu_0)}\ :\ h\in\CE,\
\supp h\subseteq\Lambda\bigr\}\ <\ \infty .
\]
Provenance: src: m4/r1-check.tex thm:stability, transcribed.
Uses: A:hyper, lem:uv, lem:wick
rem:whyclass · page 38
The two halves of the constraint $0\le h\le1$ are used in complementary places:
positivity in the pointwise lower bound (Lemma~\ref{lem:wick} would fail for $h$ of
variable sign --- the interaction density is unbounded above \emph{and} below), and
boundedness in the $L^2$ kernel estimates (Lemma~\ref{lem:uv} and M3). Nothing else about
$h$ --- smoothness, shape, time extent, monotonicity along a sequence --- is touched
anywhere. This is the structural content of Source Fact~\ref{sf:printed}.
Provenance: src: m4/r1-check.tex, closing remark of \S4, transcribed.
Uses: lem:uv, lem:wick, sf:printed
prop:discharge · page 38 · imports A8 · proof in the manuscript
Assume $U_{\rm GJS}$. Then every use of CE1 in
\S\S\ref{sec:slab}--\ref{sec:G} has a cutoff in $\CE^{\rm slab}$ and is covered by
\eqref{eq:UGJS}; every use of CE2 is covered directly by Source
Fact~\ref{sf:CE2}, whose constants are independent of $h$. Lemma~\ref{lem:Z} and
Theorem~\ref{thm:stability} supply the normalization and integrability needed to define
the same measures. Hence no stronger cutoff-uniformity assertion is consumed by the
proof.
Provenance: src: m4/r1-check.tex thm:verdict, transcribed.
Uses: lem:Z, lem:ce2strip, lem:classes, lem:transfer, lem:twopoint, sf:CE2, thm:M2, thm:stability