cft-cmi

Phases 1 to 6: what each settled

The project ran in six phases, each opened with a brief and closed with a status file. The lead of every entry of those status files is reproduced below, in order; each phase links to its full file, which carries the numbers, the verdicts and the corrections made on the day.

Phase 1 status — 2026-09-08 (day 1)

Source: rigor/PHASE1_STATUS.md

Milestone M1: "make Theorem A a theorem and certify the numbers"

Corrections applied today to the notes

N5: apparent exponents (PL), 'ten times' -> pi^2 (PW), Prop 4.1 status (PT), Cor 4.2 status (PA/PR), large-zeta paragraph + table (PZ).

N7: Theorem A statement, Sec. 8 items 2 (PA/PR/PT).

Open after day 1

Agents used today

PA (proof), PN (HS numerics), PL (lattice), PR (referee), PT (tail bound), PZ (large-zeta), PW (paper draft).

<= 80-120 lines per tool call, compile/run after every append, plain LaTeX in findings entries.

Phase 2 status — 2026-09-08 (day 1 of Phase 2)

Source: rigor/PHASE2_STATUS.md

Milestone M2 (Bures part) REACHED 2026-09-08: universality of f_2 = c/(12 pi^2) for every diffeomorphism covariant net on S^1

Corrections to the Phase 2 brief made during the day

Open after Phase 2 day 1

Agents used in Phase 2 (day 1)

QA, QB, QN, QK, QR1, QR2 (+ PA resumed).

Phase 3 status — started 2026-09-09

Source: rigor/PHASE3_STATUS.md

Tracks (rigor/phase3_brief.md):

Deferred: O11 (sectors, state dependence); Kubo-Mori gauge lemma replacement (renormalised/collar route); D-hat quadrature and box-cutoff certification.

Phase 3 day 1 complete (2026-09-09). Open: proof of optimality of the geometric compression (dual certificate / quasi-free achievability); multi-interval networks (O10 second half); O11 sectors; KM gauge lemma replacement; D-hat quadrature and box-cutoff certification; paper polishing (13 + 10 proposed wording edits) and internal-citation replacement before submission.

Phase 3b (2026-09-10): optimality of the geometric compression among ALL channels (user request)

Phase 4 status — exact-fidelity optimality (started 2026-09-15)

Source: rigor/PHASE4_STATUS.md

Question (kb card exact-fidelity-optimality-open): is the zero-collar geometric compression beaten in EXACT fidelity, i.e. does the

upper half -log F <= g_Q(delta)(1+o(1)) hold for the rotated channel W_s e^{-eps G_*}?

Reformulation (rigor/phase4_brief.md): the Uhlmann purification may use ANY unitary on the exterior of I = ABC (not only exterior

flows).

P^perp Z_e P are invisible (E_I[P, Z_e]E_I = 0), so the optimised Uhlmann bound equals the second-order functional iff the invisible

part of the channel's direction lies in the closure of the exterior directions Ext.

Results:

Consequences applied: paper1/sec_outlook.tex optimality passages rewritten (bibitems RigorAll, RigorS10, RigorE1, RigorE2); Note 5

remark after Cor. 5.1; plan page O8 status; kb card exact-fidelity-optimality-open -> numerical (answered).

Open after Phase 4: exact value of the all-channel optimum (non-isometric channels; bracket [D_z, 0.71 f2 z^2]); analytic proof

of theta > 0; the Kubo-Mori coefficient (Phase 2b); D-hat quadrature certification; O10 networks; O11 sectors.

Phase 5 status — exact value of the all-channel optimum (started 2026-09-15)

Source: rigor/PHASE5_STATUS.md

Question: is the isometric-orbit value (1 - theta) f2 z^2 the exact all-channel second-order optimum, or do

non-isometric quasi-free channels (isometry loss N >= 0, noise 0 <= Y <= N) lower it further? And what is theta?

Brief: rigor/phase5_brief.md.

Tracks

Results

Referee passes (Opus only)

Propagation (2026-09-15)

Editor P5-EDIT propagated the refereed F3 result (card theta-value, passed REF-P5-KB1;

numerics/optimality_all/F3_RESULTS.md): theta = 0.384 +- 0.003, hence 1 - theta = 0.616 +- 0.003;

geometry independent, measured order h^0.77, two independent discretisations (modular Galerkin;

parameter-free modular Wiener-Hopf, rigor/exact_optimum_tangent_problem.tex Prop 6.2) agreeing to 3e-4

after extrapolation.

taper-suppressed lower bound and stays as the historical record (erratum: rigor/errata_log.md).

kappa_opt = 1 - theta is NOT claimed as settled: the KKT endpoint condition is still under evaluation

(Phase 5, F1/F2).

Documents

file lines old -> new
rigor/optimality_all_channels.tex468-475 (new)sentence added after the S10 paragraph: 0.300 +- 0.005 superseded by F3, taper-suppressed lower bound; S10 table kept
482theta > 0 (numerical, 0.30) -> (numerical, 0.384 +- 0.003; F3)
485bracket [D_z, 0.71 f2 z^2] -> [D_z, 0.616 f2 z^2]
583-584at least 0.30 and plausibly 0.34-0.40 -> kept, plus the Phase 5 reconciliation gives 0.384 +- 0.003 (F3)
678-681Verdict: theta = 0.300 +- 0.005 -> lower bound + reconciled 0.384 +- 0.003; <= 0.71 f2 z^2 -> <= 0.616 f2 z^2
690, 701D_z <= 0.71 f2 z^2 -> D_z <= 0.616 f2 z^2 (twice)
rigor/exact_fidelity_upper_half.tex33abstract: theta_fr >= 0.30 -> theta_fr >= 0.38 (Phase 5, F3: theta = 0.384 +- 0.003)
823-852 (Rem. rem:thetafr)title to 0.30 -> to 0.38; theta = 0.300 +- 0.005 -> 0.384 +- 0.003; E_rec <= 0.71 f2 z^2 -> <= 0.616 f2 z^2; item (iii) rewritten to the reconciled two-frame statement (Galerkin + Wiener-Hopf, S10 a taper-suppressed lower bound); kappa_opt <= 0.71 -> <= 0.616 +- 0.003; the 0.34-0.40 sentence replaced by the Phase-5 clause on non-isometric channels
949-958Verdict gap: theta = 0.300 +- 0.005 in two independent discretisations -> reconciled statement, E2's 0.708-0.711 labelled as the tapered circle-model value; theta_fr >= 0.30 -> >= 0.38; kappa_opt <= 0.71 -> <= 0.616 +- 0.003
1000-1005 (R1)kappa_opt <= 0.71 moved to Rem. 7.4 -> kappa_opt <= 1 - theta_fr (then 0.71, now 0.616 +- 0.003; see the addendum); both discretisations behind theta ~ 0.30 -> the discretisations behind the numerical theta
1067theta_fr >= 0.30 -> theta_fr >= 0.38 (theta = 0.384 +- 0.003, F3)
1070-1087 (new)dated addendum at the end of Sec. 10, Addendum (2026-09-15): the value of theta -- records the reconciliation, the taper mechanism, the log-L vs 1/L extrapolation error, and that nothing proved changes
paper1/sec_outlook.tex78-82theta >= 0.30 numerically \cite{RigorS10} -> theta = 0.384 +- 0.003 numerically \cite{RigorS10,RigorF3}; bracket upper end -> 0.616 f2 z^2
102theta >= 0.30 in two independent discretisations, the spectral circle model (RigorS10, RigorE2) and the modular Galerkin frame (RigorAll) -> theta = 0.384 +- 0.003 from Galerkin (RigorAll) + modular Wiener-Hopf (RigorF3), agreeing to 3e-4, the circle model's value a taper-suppressed lower bound; theta_fr >= 0.30 -> >= 0.38; 0.71 f2 z^2 -> 0.616 f2 z^2
paper1/main.tex122new \bibitem{RigorF3} after RigorE2 (F3, theta reconciliation, numerics/optimality_all/F3_RESULTS.md, 2026-09-15)
fidelity_recovered_quasifree.tex423remark Optimality beyond the rotated family: theta >= 0.30 -> theta = 0.384 +- 0.003 (S10's value flagged as a taper-suppressed lower bound), theta_fr >= 0.30 -> >= 0.38, bound <= 0.616 f2 z^2 added
numerics/optimality_all/F2_RESULTS.mdT2 cap tablelam_min(M_*) and rank-1 gain rows labelled half-SLD conv. with a one-line note: they are 1/2 resp. 1/4 of f2_capscan.py's output (script at L=128, cap 1e10: -3.4771e-02, 3.534e-11, f2_capscan_L128.out)

Compiles: optimality_all_channels.pdf 14 pp; exact_fidelity_upper_half.pdf 21 pp;

paper1/main.pdf 28 pp (pdflatex twice, unchanged); fidelity_recovered_quasifree.pdf 15 pp.

Untouched by instruction: rigor/exact_optimum_tangent_problem.tex, rigor/referee_*.tex,

rigor/sdp_dual_certificate.tex, all numerics scripts.

KB cards (KB_ACTOR=P5-EDIT; no existing referee note edited, each card carries a dated note)

card old -> new
cft_cmi:compression-not-second-order-minimisertheta = 0.300(5) (S10) and 0.29 -> 0.34 (Galerkin) -> theta = 0.384 +- 0.003, S10 read as a taper-suppressed lower bound, Galerkin extrapolating to the same value; min_F g_Q <= 0.71 f2 z^2 -> <= (0.616 +- 0.003) f2 z^2; related += theta-value
cft_cmi:compression-not-optimal-exact-fidelitytheta_fr >= 0.30 -> >= 0.38; kappa_opt <= 0.71 -> <= 0.616 +- 0.003; item (iii) rewritten; next added: Phase-5 endpoint condition pending, kappa_opt = 1 - theta not to be recorded as settled
cft_cmi:exact-fidelity-optimality-opentheta_fr >= 0.30 ... kappa_opt <= 0.71 -> theta_fr >= 0.38 ... kappa_opt <= 0.616 +- 0.003; next: bracket [D_z, 0.71 f2 z^2] -> [D_z, (0.616 +- 0.003) f2 z^2] + endpoint condition pending
cft_cmi:paper1-statusoutlook description updated (theta >= 0.30 -> 0.384 +- 0.003, bracket 0.71 -> 0.616, theta_fr >= 0.38, RigorF3 bibitem, 28 pp unchanged)
cft_cmi:theta-valueREF-P5-KB1 minor: 19 further candidates are EXCLUDED -> 16
cft_cmi:kkt-noise-criterion-numericsREF-P5-KB1 minors: cap-scan row labelled half-SLD convention (1/2 of the script's lam_min, 1/4 of its gain) and anchored to f2_capscan_L128.out (-3.4771e-02, 3.534e-11 at L=128, cap 1e10; added to evidence); kappa_max = 5.4-7.7, max w = 1.1e2-1.1e3 restricted to h = 0.24-0.06 (h = 0.03: 8.84, 3.4e3); FD to 4e-9 -> FD to <= 3e-8
cft_cmi:tangent-sdp-noise-directionsREF-P5-KB1 minor: homogeneity x4 stated for the ORBIT-ONLY optimum
common:taper-dependence-of-first-order-constantsREF-P5-KB1 minor: ||u||^2 stable to four digits restricted to the taper windows S10's gate accepted (untapered ||u||^2 = 0.014889)

Not changed, deliberately: open-problems-plan-note8 and the e2-* cards -- their Statements quote no

0.30/0.71 as a current value (the e2-* ratios 0.708-0.711 are within-model measurements of the

circle model's own 1 - theta, and the 0.30 hits are the taper parameter uv = (0.30,0.42)).

Corrections of 2026-09-24

Each changed line was replaced by exactly one line, so the line numbers are those of the version of 2026-09-23.

"Tex Cn" refers to the corrections section of rigor/exact_optimum_tangent_problem.tex (Sec. 8).

Superseded log entries (C5-C11).

"[superseded 2026-09-24: see Cn]", and the current statement is given here.

Phase 6 status — multi-interval networks (O10, second half) (opened 2026-09-16)

Source: rigor/PHASE6_STATUS.md

Question: recovery error, order dependence ("holonomy") and universality of sequential one-sided zero-collar recovery along

chains A_1 ...

Decision card: kb -p cft_cmi show phase6-plan.

corner-correlation-kernel, vwz-protocol-ordering (all opened 2026-09-16 by the orchestrator, unrefereed).

Tracks

Results

Referee passes (Opus only)

Errata

Results that were wrong at some point were corrected rather than erased. Every correction is recorded, with its date and the document it touched, in rigor/errata_log.md.


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